Regulatory & Compliance, AML - AVP Job at Partnership Employment, New York, NY

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  • Partnership Employment
  • New York, NY

Job Description

Responsibilities

  • Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring.
  • Perform third party reliance testing and monitoring.
  • Collaborate across various business lines on new initiatives, providing compliance guidance.
  • Conduct AML screening review and dispositions.
  • Assist in preparing for and responding to inquiries and audits

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